(i) To carry out the Offer for Sale(ii) Achieve the benefits of listing the Equity Shares on the Stock Exchanges.
We are one of the largest independent retail wealth management services group (excluding banks and brokers) in India and are amongst the top mutual fund distributors in terms of a...
Patel Wealth Advisors Pvt. Ltd. CIN : U93000GJ2015PTC083661
SEBI Reg. No. for NSE/BSE, CM/F&O/Currency/Commodity Derivatives Segments : INZ000018432
SEBI Reg. No. for MCX : INZ000018432
BSE Member ID : 6626 NSE Member ID : 90074 , MCX Member ID : 55510
SEBI Reg. No. NSDL DP - IN-DP-251-2016, DP ID : IN304131
ISO 9001: 2008 CERTIFIED COMPANY
We shall not accept from clients pre-funded instruments in settlement of financial
obligations. Clients shall have to discharge their financial obligations by transferring
funds from their own bank accounts (which should be mapped with us in their respective
client master) to our client Bank Accounts. Any fund transfer from bank accounts
other than those of clients or any bank account not mapped with us by clients shall
not be accepted by us as valid discharge of their financial obligations.
We have provided for an e-mail id firstname.lastname@example.org (which is published
in KYC and also on our website) to which the clients can escalate their grievances.
All the mails received in this e-mail id are attended to by the compliance officer.
It is our policy to resolve all customer complaints within a maximum period of seven
days from the date of receipt. Our KYC and website also mention e-mail ids of NSE,BSE,NSDL,
and SEBI to which clients can escalate their grievances in case their grievances
are not redressed by us.
None other than our Senior Research Analyst is allowed to pass on any market related
news and developments. This way we safeguard against spread of rumors and unsubstantiated
news items among our clients and associates. Even as our Senior Research Analyst
disseminates any news item with a brief analysis of its impact, the investors are
any-way cautioned that they must exercise their best judgment while acting on any
news and/or recommendation propagated by our Research Team.
We set the limits for client’s exposure based on client’s credit balance in ledger
account and value of client’s collaterals (in the form of shares/securities, bank
guarantees, fixed deposit receipts etc.) subject to such hair-cut on shares/securities
as may be prescribed by SEBI or at our sole discretion. We define such exposure
limit either at client level or for each security depending upon client’s risk profile,
trading pattern, market trend or any such other factor at our sole discretion. We
accept or refuse any security or collateral as margin from any client and any decision
by us in this regard shall be binding on the client. We do an on-line surveillance/monitoring
of client exposure vis–a-vis the margin deposited by the client concurrent with
the client’s trading. Any deficit/shortfall in the margin deposit shall have to
be made up by the client on an immediate basis before the client’s pending orders
are allowed to migrate to stock exchange’s trading platform. In case of failure
of client to replenish the margin as required, the pending orders and further orders
of the client shall not be allowed for execution.
This Disclaimer governs the use of this site and constitutes the terms and conditions
for use of information on this site. Using this site constitutes your acknowledgment
that you have read this Disclaimer and that you accept and will be bound by the
terms hereof. This web site is constructed to provide general information and the
company will not be responsible for any action taken on the basis of information
provided on this site, whether directly or indirectly for any error or omission,
to any person, whether a browser of this website or not. BSE Ltd and National Stock
Exchange of India Limited (NSEIL) are not in any manner answerable, responsible
or liable to any person or persons for any acts of omission or commission, errors,
mistakes and/or violation, actual or perceived, by us or our partners, agents, associates
etc., of any of the Rules, Regulations, Bye-laws of the BSE Ltd and NSEIL, SEBI
Act or any other laws in force from time to time The information being provided
to you is compiled from sources we believe to be reliable Patel Wealth Advisors
Pvt Ltd (PWAPL) cannot and does not guarantees the accuracy, reliability, validity
or timeliness of the information and/or data provided/made available to you in this
document. The views are purely indicative. Neither PWAPL nor any of its associates,
subsidiaries, affiliates, directors, and/or officials become liable or have any
kind of responsibility for any loss or damage that you may incur from any decisions
taken by you based on our recommendations. None of the information contained herein
constitutes a solicitation from PWAPL to buy and/or sell securities and/or any Future,
Options or Other Financial Contracts. Clients may exercise their own caution and
double check or verify the information contained in our recommendations.
Your privacy is important to Patel Wealth Advisors Pvt. Ltd (PWAPL). This privacy
statement provides information about the personal information that PWAPL collects,
and the ways in which PWAPL uses that personal information.
Patel Wealth Advisors Pvt. LTd. may collect and use the following kinds of personal
Patel Wealth Advisors Pvt. Ltd. may use your personal information to :
Where Patel Wealth Advisors Pvt. Ltd. discloses your personal information to its
Authorised Persons (AP) and/or sub-brokers for these purposes, the AP will be obligated
to use that personal information in accordance with the terms of this privacy statement.
PWAPL shall or its AP and/or sub-broker may use your personal information to contact
you for promotion of products/schemes etc of PWAPL from time to time.
In addition to the disclosures reasonably necessary for the purposes identified
elsewhere above, PWAPL may disclose your personal information to the extent that
it is required to do so by law, in connection with any legal proceedings, and in
order to establish, exercise or defend its legal rights.
Patel Wealth Advisors Pvt. Ltd. will take reasonable technical and organizational
precautions to prevent the loss, misuse or alteration of your personal information.
PWAPL will store all the personal information you provide on its secure servers.
Information relating to electronic transactions entered into via this website will
be protected by encryption technology.
Information that PWAPL collects may be stored and processed in and transferred between
any of the countries in which PWAPL operates (if at all) to enable the use of the
In addition, personal information that you submit for publication on the website
will be published on the internet and may be available around the world. You agree
to such cross-border transfers of personal information.
version on this Website. You should check this page occasionally to ensure you are
familiar with any changes.
Please E-mail / Call helpdesk numbers listed below to get support or register and
follow-up your any complaints.
contact no. +91-281-2562980 (Ext. 206)
no.+91-281-2562980 (Ext. 205)
no.+91-281-2562980 (Ext. 402)
Please do mail at email@example.com
to tell how we can serve you better. We will endeavor to fulfill your wishes.